The role

Based in the heart of the Perth CBD an exciting position has become available for a Consultant who will cross between auditing and training for this large global company. Covering this diverse area you will be contributing towards business goals and responsible for:

• Auditing financial planners and stockbrokers
• Implementation and monitoring the compliance program
• Providing training and assisting in compliance initiatives and developments
• Gathering information, assessing data and identifying performance issues
• Reviewing advice documents for mandatory obligations, legislation, licensing requirements and best practice
• Providing technical reports suitable for potential litigation and compliance resolution
• Implementing a change in business practices to integrate compliance

What you need

You will need previous experience in all of the following:

• Compliance background in wealth management or broking
• Providing training both on a one to one basis or in a group environment
• Preparing and presenting relevant information
• Communicating excellently both verbally and in written format
• Understanding the regulatory environment and legislation relating to financial services in particular ASX & ASIC regulations
• Managing large work loads, identifying compliance issues and advising of these issues
• Possessing relevant tertiary qualifications, in either law, economics, business or financial planning

Along with the above you will have the ability to work closely with a large number of advisors with the scope of developing their abilities further.

Benefits

You will be working for an organisation that believes in partnering and developing staff. Salary on offer will be based on experience within the role. This is a 12 month contract with a view to a permanent position.

The next important step

Submit a cover letter addressing your experience for each dot point along with your current resume. Further information can be obtained by calling Ana on (08) 9201 7777